-
Scope
- Risk review of Cash, commodity and currency segments
- Risk management systems review as per management laid processes and exchange requirements
-
Approach
- Study of Risk Management Systems (RMS), manuals and processes with live trading sessions
-
Delivery
- Comments on robustness of risk management processes,
- Handling of unauthorized trading
- Flagging of deviations from management approved RMS
- Benchmarking of industry wide good practices
-
Value Added
- Identified RMS SOP requirement,
- Automation requirement was emphasized,
- Business Intelligence & Stress testing was recommended
- Disaster Recovery site was proposed

Project Details
- Sector: Broking Company
- Region: Mumbai
- Year: 2014
- Solution: Risk Management Review
- Team Size: 2